Enterprise Case Management

The Enterprise Risk Case Manager enables a firm-wide approach to proactively address risk and Compliance across the enterprise, providing a central platform for holistic case and alert management to meet the needs of securities compliance, financial crime, and corporate security organizations at regional and global institutions.

The Enterprise Risk Case Manager consolidates information from existing detection systems into a single, user-friendly application for managing alerts, case development, investigations, regulatory reporting (i.e. SAR), loss management, oversight, and more.  By supporting risk operations with comprehensive workflow management, evidence collection, and documentation the product enables clients to:


  • Consolidate multiple operations and investigation systems into a single application, reducing duplicate investigations and regulatory filings. Enable effective distribution and allocation of workload with guided workflow, automatic prioritization of alerts and cases, and comprehensive oversight and auditing.

  • Automatically analyze each alert "ingested" by the system and link previously unrelated alerts, together based on common entity information, such as account ID, customer name, or account number. Detect patterns that would otherwise go unnoticed with centralized and connected alerts, reducing duplicate work, preventing losses, and avoiding regulatory fines.

  • Perform ad-hoc analysis of all available data for accurate results and rapid response to time-sensitive investigations.  Store all types of investigative information in a central repository and use investigative link analysis to search, cross-reference, and discover relationships between multiple entities. Share documentary evidence, notes, and investigations with just one click of a button, achieving efficient collaboration across the enterprise.

  • Drive down costs by as much as 40% with lower implementation costs, consolidation of resources and advanced self-development capabilities. Empower users to independently develop new forms, workflows, reports, and more - without IT - and ensure businesses keep pace with changing organizational requirements and industry regulations.

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